Municipal Securities Rulemaking Board

Results: 1131



#Item
571Economics / Municipal bond / U.S. Securities and Exchange Commission / Financial economics / Security / Government / Bond / Tower Amendment / Electronic Municipal Market Access / Municipal Securities Rulemaking Board / Stock market

The Official Source for Municipal Disclosures and Market Data EMMA Dataport Manual for Voluntary Submissions by Issuers and Obligated Persons

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Source URL: www.msrb.org

Language: English - Date: 2014-01-30 17:08:45
572Financial economics / Finance / Financial regulation / Securities / Municipal Securities Rulemaking Board / Underwriting

MSRB Rule G-17: Interpretive Notice on Duties of Underwriters to Issuers January 22, 2013 Los Angeles, CA

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Source URL: www.msrb.org

Language: English - Date: 2013-01-23 16:10:52
57373rd United States Congress / Financial economics / Finance / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Form 144 / Municipal Securities Rulemaking Board / United States securities law / United States Securities and Exchange Commission / Financial regulation

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]June 25, 2014

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Source URL: www.sec.gov.

Language: English - Date: 2014-06-25 06:41:50
574Finance / Securities / Self-regulatory organizations / Actuarial science / Insurance / Underwriting / Municipal Securities Rulemaking Board / Savings and loan association / Bank / Financial institutions / Financial economics / Economics

Authority of Service Corporations and Deal in Municipal Securities of Federal Savings Associations

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Source URL: www.occ.gov

Language: English - Date: 2012-01-18 12:40:19
575Economics / Bond / Securities market / Financial economics / Business / Electronic Municipal Market Access / Municipal Securities Rulemaking Board / Municipal bond

STATE AND LOCAL GOVERNMENT TOOLKIT EMMA® Trade Monitor The Municipal Securities Rulemaking Board’s Electronic Municipal Market Access (EMMA) website features a no-cost

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Source URL: msrb.org

Language: English - Date: 2014-01-31 12:29:24
576Finance / Business / Municipal Securities Rulemaking Board / Federal Reserve System / Financial adviser / Underwriting / Dodd–Frank Wall Street Reform and Consumer Protection Act / U.S. Securities and Exchange Commission / Financial economics / Securities / Self-regulatory organizations

Board of Governors of the Federal Reserve System OMB Number[removed]Approval expires April 30, 2016 Federal Deposit Insurance Corporation OMB Number[removed]Approval expires December 31, 2014 Office of the Comptrolle

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Source URL: occ.treas.gov

Language: English - Date: 2014-09-07 08:44:26
577Economics / Bond / Securities market / Financial economics / Business / Electronic Municipal Market Access / Municipal Securities Rulemaking Board / Municipal bond

STATE AND LOCAL GOVERNMENT TOOLKIT EMMA® Trade Monitor The Municipal Securities Rulemaking Board’s Electronic Municipal Market Access (EMMA) website features a no-cost

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Source URL: www.msrb.org

Language: English - Date: 2014-01-31 12:29:24
578United States Securities and Exchange Commission / Financial economics / Finance / Municipal Securities Rulemaking Board / Investment Advisers Act / Financial adviser / U.S. Securities and Exchange Commission / Securities Act / Registered Investment Advisor / Financial regulation / United States securities law / 73rd United States Congress

Final Rule: Registration of Municipal Advisors

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Source URL: www.sec.gov.

Language: English - Date: 2013-11-13 17:43:12
579Municipal bond / Stock market / Rulemaking / Security / Financial economics / Government / Law / Tower Amendment / Electronic Municipal Market Access / Self-regulatory organizations / Municipal Securities Rulemaking Board

MyEMMA Features and Enhancements MSRB Webinar May 7, 2013 About the MSRB’s EMMA Website

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Source URL: www.msrb.org

Language: English - Date: 2014-02-05 15:51:15
580Municipal Securities Rulemaking Board / U.S. Securities and Exchange Commission / Economy of the United States / Financial Industry Regulatory Authority / Securities Act / Self-regulatory organizations / United States securities law / Financial regulation

FAQs on MSRB Registration: Rule A-12 MSRB Rule A-12 requires that each broker, dealer and municipal securities dealer and municipal advisor, prior to engaging in municipal securities activities, register with the MSRB.

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Source URL: www.msrb.org

Language: English - Date: 2014-08-15 10:11:21
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